Securities

Tanya Solov, Director

Springfield office:
421 E. Capitol Ave., 2nd Flr.
Springfield, IL 62701
217-782-2256
Hours
Mon.–Fri. 8 a.m.–4:30 p.m.

Chicago office:
69 W. Washington St., Ste. 1220
Chicago, IL 60602
312-793-3384
Hours
Mon.–Fri. 8:30 a.m.–5 p.m.

Quick Links

The department is responsible for the regulation of the securities industry in Illinois and protection of investors by ensuring compliance with the law and investigating any complaints of fraud or improper practices.

Administrative action taken by the department can be used to assist the investor if a civil action is filed.

The Illinois Securities Department is now accepting online filings for Unit Investment Trust through the North American Securities Administrotrs Association's (NASAA) Electronic Filing Depository (EFD) System. Read More